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ATTENTION Roderick Yzaguirre Investors: You May Have Recovery Options

Home / FINRA Arbitration / ATTENTION Roderick Yzaguirre Investors: You May Have Recovery Options

ATTENTION Roderick Yzaguirre Investors: You May Have Recovery Options

May 15, 2015  |  FINRA Arbitration / Securities Fraud

If you have suffered losses with Ontario, California stockbroker Roderick Yzaguirre, call today for a FREE Consultation regarding your investment loss recovery options.

According to a recent FINRA reports, Roderick Yzaguirre was allowed to resign from his brokerage firm, Merrill Lynch, on allegations that he potentially misappropriated client funds and made certain misrepresentations regarding securities transactions. Since these allegations came out, Roderick Yzaguirre and/or Merrill Lynch have been subject to four (4) customer disputes regarding allegations of client fund misappropriation. FINRA rules and California law prohibit misappropriation of client funds, and misrepresentations regarding securities transactions. If a stockbroker violates FINRA or the California state securities laws, both the stockbroker and the brokerage firm may be held liable for the client losses.

If you are an investor that has suffered losses with Ontario, California stockbroker Roderick ("Rod") Yzaguirre,  you may be able to recover your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (860) 920-5181 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.

Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentfraudattorneys.com.

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