If you have ever lost money investing with Jodie Linn Miller of LPL Financial or VALIC Financial Advisors, you may be able to recover your losses through FINRA arbitration or securities litigation.

According to the Financial Industry Regulatory Authority (FINRA),  Jodi Linn Miller signed a letter of acceptance, waiver and consent (AWC) while employed at VALIC Financial Advisors and LPL Financial involving the private sales of Tri-Med Corporation Notes in the amount of $764,500. Upon information and belief, Tri-Med Corporation Notes were not approved by the firms Jodi Linn Miller were registered with.

In the securities industry, a stockbroker engaged in selling or recommending securities that are not approved by the firm is commonly referred to in the securities industry as “selling away”. “Selling away” describes the situation where a financial advisor or broker recommends securities or investments that are not approved for sale by the brokerage firm and not on the brokerage firm’s approved product list. The brokerage firm’s approved product list identifies the types of securities and investments that are approved for brokers to sell after the securities have been subjected to the brokerage firm’s due diligence process which includes receiving the necessary risk and compliance department reviews and approvals.

If you have suffered investment losses with Jodie Linn Miller or investing in the Tri-Med Notes, please contact Kons Law Firm at (860) 920-5181 for a FREE, NO OBLIGATION consultation to discuss your legal rights.

Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentfraudattorneys.com