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ATTENTION Overtime Sports Southeast, LLC Investors: You May Have Investment Loss Recovery Options

June 22, 2015  |  Promissory Notes

If you have suffered losses investing in Overtime Sports Southeast, LLC, CALL (860) 920-5181 for a FREE Consultation regarding your investment loss recovery options.

The Connecticut Department of Securities recently initiated a cease-and-desist order against two individuals for their promotion of promissory notes in Overtime Sports Southeast, LLC - which allegedly was in the business of promoting college athletic events. According to this order, various promoters (including stockbrokers) sold at least $1.9 million dollars in promissory notes in these investments to investors across the country. Upon information and belief, these securities were not registered with any state or federal securities regulator.

Fortunately for those investors who purchased Overtime Sports Southeast, LLC, they may be able to recover their investment losses through FINRA arbitration or securities litigation. In the securities industry, when a stockbroker sells investments that are not approved by the brokerage firm they are registered with, they are engaged in a type of misconduct that is called “selling away”. However, because brokerage firms have a regulatory duty to supervise its stockbrokers and the securities transactions they enter into, brokerage firms may be held liable for “selling away” if investors suffer losses in unapproved investments.

Moreover, as securities that are sold to investors need to be registered with the SEC or exempt from registration, investors may have recovery options directly against the promoters of unregistered investments that were sold to them.

If you are have suffered losses in Overtime Sports Southeast, LLC, you may be able to recover your though FINRA arbitration or securities litigation. Please call Kons Law Firm at (860) 920-5181 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.

Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentfraudattorneys.com.

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This website is marked as “ADVERTISING MATERIAL” and as “ATTORNEY ADVERTISING”. The responsible attorney for this attorney advertisement is Joshua B. Kons, Esq. (Juris No. 434048), whose contact information can be found on the Contact Us link. Any information contained on this website is for informational purposes only and is not intended to be legal advice. Any investigation referenced on this website is independent in nature and is being conducted by the Firm privately. Any information or statements contained in this website are statements of opinion derived from a review of public records, and should not be viewed as not statements of fact. Each potential case is assessed on a case-by-case basis, and there is no guarantee that the Firm will propose representation. Copyright © 2012-2023. All Rights Reserved. *In contingency fee representation, clients may still be responsible for costs. Prior results do not guarantee a similar outcome.

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