If you have suffered losses investing with former Enfield, Connecticut stockbroker Dale J. Quesnel, Sr., CALL (860) 920-5181 for a FREE Consultation regarding your investment loss recovery options.
The Connecticut Department of Securities recently initiated a cease-and-desist order against former Enfield, Connecticut financial advisor Dale J. Quesnel, Sr. (CRD# 2231152) for his alleged involvement in the promotion and sales of promissory notes in Floridel, LLC; Overtime Marketing, LLC; Overtime Sports Southeast, LLC; and Overtime Sports Southwest, LLC. According to this order, various promoters (including Dale Quesnel) allegedly was involved in the sale of over $2 million dollars in promissory notes in these investments to investors across the country. Upon information and belief, these securities were not registered with any state or federal securities regulator.
Fortunately for those investors who purchased Floridel, LLC; Overtime Marketing, LLC; Overtime Sports Southeast, LLC; and Overtime Sports Southwest, LLC from Dale J. Quesnel, they may be able to recover their investment losses through FINRA arbitration or securities litigation. In the securities industry, when a stockbroker like Dale Quesnal sells investments that are not approved by the brokerage firm they are registered with, they are engaged in a type of misconduct that is called “selling away”. However, because brokerage firms have a regulatory duty to supervise its stockbrokers and the securities transactions they enter into, brokerage firms may be held liable for “selling away” if investors suffer losses in unapproved investments.
If you are have suffered losses investing with former Enfield-based stockbroker Dale Quesnel, you may be able to recover your though FINRA arbitration or securities litigation. Please call Kons Law Firm at (860) 920-5181 or toll free (860) 920-5181 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
From its office in Chicago, Illinois, Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentfraudattorneys.com.
