If you have suffered losses with stockbroker Scott Jason Lee of Cold Spring, Minnesota, please call Kons Law Firm today at (860) 920-5181 for a FREE Consultation regarding your investment loss recovery options.
Scott Jason Lee has had 7 Customer Disputes Since 2022
Since 2022, former financial advisor Scott Jason Lee of Cold Spring, Minnesota has had 7 customer disputes as reflected on his BrokerCheck CRD. The most recent one came in June 2023, in which the customer alleged a violation of the FINRA suitability rule and claimed over $500,000 in damages.
Scott Jason Lee Investors May Have Investment Loss Recovery Options
Fortunately for those investors who invested with Scott Jason Lee, they may be able to pursue recovery their investment losses through FINRA arbitration or securities litigation. In the securities industry, when a stockbroker sells investments, the brokerage firms have a regulatory duty to supervise its stockbrokers and the securities transactions they enter into to ensure that the investments recommended their broker were suitable. If the investments recommended by Scott Jason Lee were not suitable, the brokerage firm he was registered with may be liable to the investor for the losses that they have suffered.
How Can I Recover Money from my investments with Scott Lee?
If you are an investor that has suffered losses investing with Scott Jason Lee, you may be able to pursue recovery of your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (860) 920-5181 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
Kons Law Firm represents investors throughout the US in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentfraudattorneys.com.