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Robert A. Gist Investment Loss Recovery Options

Investors who invested with Robert A. Gist, ENCAP Technologies, and/or Gist, Kennedy & Associates may be able to recover their losses through securities litigation or arbitration.

According to a recent FINRA disciplinary report, Robert A. Gist was permanently barred by FINRA for allegedly misappropriating several million dollars from approximately 30 of his customers. According to FINRA records, from approximately 2003 until December 2011, Robert A. Gist misappropriated several million dollars from approximately 30 of his customers by misrepresented to these customers that he would invest their money in securities positions. Instead of investing the money, Robert Gist allegedly invested the customers' funds in ENCAP Technologies, LLC – which was a company co-founded by Robert A. Gist. In furtherance of the scheme, Robert A. Gist allegedly created and sent account statements with wholly fictitious securities positions to his customers every six months. Robert A. Gist also allegedly perpetuated the scheme by selling units of ENCAP Technologies owned by him, or used other investors funds, in order to make periodic payments to his customers.

Generally speaking, brokerage firms like the one Robert A. Gist was registered with – Resource Horizons Group, LLC - have a duty to properly supervise their employees and registered representatives, and can be held liable for their failure to do so.

If you have suffered losses investing with Robert A. Gist, Gist, Kennedy & Associates, and/or investing in ENCAP Technologies, LLC, you may be able to recover your losses through securities litigation or securities arbitration. Please contact the firm today for a FREE, NO OBLIGATION CONSULTATION to discuss your investment loss recovery options.

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Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. That means we can help you regardless of where you live. We regularly represent investors in states like California, Texas, New York, Florida, Illinois, Wisconsin, Minnesota, Arizona, Nevada, Washington, Colorado, Massachusetts, New Jersey and Connecticut, and cities like Los Angeles, New York, Houston, Philadelphia, San Antonio, San Diego, Las Vegas, Dallas, Fort Worth, San Jose, San Francisco, Phoenix, Denver, Seattle, Boston, and Miami. Please contact our firm today to discuss how we may be able to help you, regardless of where you live.

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For most cases, Kons Law Firm offers a contingency fee representation. This means that the attorneys' fee that you pay is a percentage of the recovery before expenses. If there is no recovery, then you are not responsible for paying any attorneys' fees. Depending on the case, you may still be responsible for the expenses. Contingency fee representation helps align the interest of the lawyer and the client, and provides a financial incentive for the lawyer to try to get the best possible results for the client. To learn more about our contingency fee representation, contact our firm today for a FREE CONSULTATION.

This website is marked as “ADVERTISING MATERIAL” and as “ATTORNEY ADVERTISING”. The responsible attorney for this attorney advertisement is Joshua B. Kons, Esq. (Juris No. 434048), whose contact information can be found on the Contact Us link. Any information contained on this website is for informational purposes only and is not intended to be legal advice. Any investigation referenced on this website is independent in nature and is being conducted by the Firm privately. Any information or statements contained in this website are statements of opinion derived from a review of public records, and should not be viewed as not statements of fact. Each potential case is assessed on a case-by-case basis, and there is no guarantee that the Firm will propose representation. Copyright © 2012-2023. All Rights Reserved. *In contingency fee representation, clients may still be responsible for costs. Prior results do not guarantee a similar outcome.

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