If you have invested with Robert N. Tricario, you may be able to recover your losses through FINRA arbitration or securities litigation.
According to FINRA reports, in December 2014, Robert Tricarico was discharged from after a customer complaint was reported on allegations of mismanagement and misappropriation of a deceased client's funds.
Generally speaking, brokerage firms like those that Robert Tricarico was registered with have a duty to properly supervise their employees and registered representatives so that they only recommend investments to their customers that are approved by the brokerage firm, and suitable for the investor. Brokerage firms that fail to properly supervise their representatives can be held liable for their failure to do so. Moreover, brokerage firms can in many instances be held jointly and severally liable for the misconduct of their brokers and registered representatives.
If you have ever lost money investing with Robert Tricarico, you may be able to recover your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (860) 920-5181 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentfraudattorneys.com.