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ATTENTION Mark D. Holt Investors: You May Have Recovery Options

June 30, 2015  |  Investment Fraud

If you have suffered investment losses with Minnesota-based stockbroker Mark D. Holt, call today for a FREE Consultation regarding your investment loss recovery options.

According to FINRA reports, Mark D. Holt has been the subject of several recent customer complaints alleging the use of customer funds for his own personal use, theft, unjust enrichment and making negligent misrepresentations to customers while registered with Harbour Investments, Inc. based in North Oaks, Minnesota. In January 2014, Mark Holt was permanently barred from the securities industry by FINRA after failing to respond to a request for information and, in March 2014 Mark D. Holt pled guilty to a felony charge of wire fraud. He is currently serving a ten year sentence in federal prison for stealing more than $4 million from his investment advisory clients. Mark Holt, who owned and operated the Harbour Investment Planning Group, LLC (later knows as the Harbour Group, LLC), from 2002 through January 2014, is charged with operating a fraud scheme for at least eight years during which time he allegedly diverted customer funds to fund his own lavish lifestyle.

If you are an investor who has suffered losses investing with Mark D. Holt, you may be able to recover your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (860) 920-5181 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.

Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentfraudattorneys.com.

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This website is marked as “ADVERTISING MATERIAL” and as “ATTORNEY ADVERTISING”. The responsible attorney for this attorney advertisement is Joshua B. Kons, Esq. (Juris No. 434048), whose contact information can be found on the Contact Us link. Any information contained on this website is for informational purposes only and is not intended to be legal advice. Any investigation referenced on this website is independent in nature and is being conducted by the Firm privately. Any information or statements contained in this website are statements of opinion derived from a review of public records, and should not be viewed as not statements of fact. Each potential case is assessed on a case-by-case basis, and there is no guarantee that the Firm will propose representation. Copyright © 2012-2023. All Rights Reserved. *In contingency fee representation, clients may still be responsible for costs. Prior results do not guarantee a similar outcome.

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