If you have suffered losses in Beverly Hills, California former financial advisor Antoine Nabih Souma, please call Kons Law Firm today at (860) 920-5181 for a FREE Consultation regarding your investment loss recovery options.
Antoine Nabih Souma Barred by FINRA Regarding Investigation Into Private Securities Transactions
According to public records, in February 2023 Antoine Nabih Souma was barred by FINRA for refusing to cooperate in an investigation into certain private securities transactions related to a customer arbitration filed against him. Prior to that bar, Antoine Souma had several other customer disputes related to alternative investments or unsuitable investment recommendations reflected on his public regulatory history.
Fortunately for those investors who suffered losses with former Beverly Hills financial advisor Antoine Souma, they may be able to pursue recovery of their investment losses through FINRA arbitration or securities litigation. In the securities industry, when a financial advisor like Antoine Souma sells investments, the brokerage and investment advisory firms have a regulatory duty to supervise their financial advisors and the securities transactions they enter into to ensure that the investments recommended by their broker are suitable. If the investments recommended by Antoine Souma were not suitable, the firm she was registered with may be liable to the investor for the losses that they have suffered.
How Can I Recover Money from My Investment Losses with Antoine Souma?
If you are an investor who has suffered losses investing with former Beverly Hills financial advisor Antoine Souma, you may be able to pursue recovery of your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (860) 920-5181 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
Kons Law Firm represents investors throughout the United States in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentfraudattorneys.com.