If you have suffered investment losses with stockbroker Mark A. Lisser, you may be able to recover your losses through FINRA arbitration or securities litigation.
According to FINRA reports, Mark A. Lisser (CRD No. 4438186) has been named in several FINRA arbitration proceedings regarding investor losses stemming from excessive trading ("churning) of brokerage accounts, and in some cases trading brokerage accounts with the improper use of margin.
Excessive trading is a type of stockbroker misconduct referred to as “churning”. Excessive trading or churning occurs when a broker engages in excessive buying and selling of securities in a customer’s account chiefly to generate commissions that benefit the broker. Frequent in-and-out purchases and sales of securities that don’t appear necessary to fulfill the customer’s investment goals may be evidence of churning. Investors who suffer losses as a result of a stockbroker’s excessive trading or churning may be able to recover those losses through FINRA arbitration.
If you have ever lost money investing as a result of excessive trading, churning, or improper use of margin stemming from accounts managed by Mark A. Lisser, you may be able to recover your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (860) 920-5181 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentfraudattorneys.com.