If you have suffered trading losses with Gregory T. Dean, you may be able to recovery your losses through Financial Industry Regulatory Authority (FINRA) arbitration or securities litigation.

According to FINRA reports, Gregory T. Dean has recently been named in several FINRA arbitration proceedings regarding allegations of excessive or unsuitable trading in his customer's accounts. This alleged misconduct occurred while Gregory T. Dean was registered with J.D. Nicholas & Associates in Syosset, NY and/or Worden Capital Management in Garden City, NY.

Stockbrokers like Greg Dean have a regulatory obligation to only recommend or engage in transactions that are suitable for their customers. Moreover, they also have an obligation not to excessively trade their customer accounts. If there is too much trading in a customer account, this excessive trading might be considered a type of stockbroker misconduct called "churning". Churning occurs when a broker engages in excessive buying and selling in a customer’s account  to generate commissions that solely benefit the broker.  Frequent in-and-out purchases and sales of securities that don’t appear necessary to fulfill the customer’s investment goals may be evidence of churning.

If you are an investor who has suffered trading losses with Gregory T. Dean please contact Kons Law Firm at (860) 920-5181 for a FREE, NO OBLIGATION consultation to discuss your legal rights.

Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentfraudattorneys.com.