FREE CONSULTATION

NATIONWIDE REPRESENTATION

(860) 920-5181

ATTENTION Scott A. Sibley Investors: You May Have Recovery Options

Home / Churning / ATTENTION Scott A. Sibley Investors: You May Have Recovery Options

ATTENTION Scott A. Sibley Investors: You May Have Recovery Options

August 6, 2015  |  Churning / Excessive Trading / FINRA Arbitration / Unsuitable Investments

If you have suffered trading losses with Florida-based stockbroker Scott A. Sibley, call today for a FREE Consultation regarding your investment loss recovery options.

According to FINRA reports, Scott Sibley has eight customer disputes pending for allegedly recommending unsuitable investments to his clients and excessively traded in their accounts - which resulted in unwarranted commissions while employed by his former broker-dealer, Raymond James & Associates, Inc.

Scott Sibley has a expansive history of 15 customer complaints over the course of his 20 years in the securities industry while employed by Raymond James & Associates ranging from allegations of breach of fiduciary responsibility to unsuitable recommendations and unauthorized trading.

Stockbrokers like Scott Sibley have a regulatory obligation to only recommend or engage in transactions that are suitable for their customers and to ensure that any recommendation to purchase investment products are suitable for the needs of each customer. Moreover, they also have an obligation not to excessively trade their customer accounts. If there is too much trading in a customer account, this excessive trading might be considered a type of stockbroker misconduct called “churning”. Churning occurs when a broker engages in excessive buying and selling in a customer’s account  to generate commissions that solely benefit the broker.  Frequent in-and-out purchases and sales of securities that don’t appear necessary to fulfill the customer’s investment goals may be evidence of churning.

If you are an investor who has suffered losses investing with Scott Sibley, you may be able to recover your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (860) 920-5181 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.

Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentfraudattorneys.com.

  • Tags

Request a Free Consultation

Search

Logo_14_footer

We have recovered tens of millions for investors nationwide. Call us today to let us help you pursue recovery of your investment losses.

  • (860) 920-5181

    Call Today for a Free Consultation

  • Get Started in 15 Minutes

    Find Out Your Recovery Options

Contact Us Today for a Free Consultation

Contact Us Today

    Downtown Hartford Office

  • 100 Pearl Street, 14th Floor
    Hartford, CT 06103
  • (860) 920-5181
  • [email protected]

    Connecticut Office

  • 92 Hopmeadow Street, Suite 205
    Simsbury, CT 06089
  • (860) 920-5181
  • [email protected]

Contact Us 24 Hours a Day, 7 Days a Week

Nationwide Representation

Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. That means we can help you regardless of where you live. We regularly represent investors in states like California, Texas, New York, Florida, Illinois, Wisconsin, Minnesota, Arizona, Nevada, Washington, Colorado, Massachusetts, New Jersey and Connecticut, and cities like Los Angeles, New York, Houston, Philadelphia, San Antonio, San Diego, Las Vegas, Dallas, Fort Worth, San Jose, San Francisco, Phoenix, Denver, Seattle, Boston, and Miami. Please contact our firm today to discuss how we may be able to help you, regardless of where you live.

Contingency Fee Lawyers

For most cases, Kons Law Firm offers a contingency fee representation. This means that the attorneys' fee that you pay is a percentage of the recovery before expenses. If there is no recovery, then you are not responsible for paying any attorneys' fees. Depending on the case, you may still be responsible for the expenses. Contingency fee representation helps align the interest of the lawyer and the client, and provides a financial incentive for the lawyer to try to get the best possible results for the client. To learn more about our contingency fee representation, contact our firm today for a FREE CONSULTATION.

This website is marked as “ADVERTISING MATERIAL” and as “ATTORNEY ADVERTISING”. The responsible attorney for this attorney advertisement is Joshua B. Kons, Esq. (Juris No. 434048), whose contact information can be found on the Contact Us link. Any information contained on this website is for informational purposes only and is not intended to be legal advice. Any investigation referenced on this website is independent in nature and is being conducted by the Firm privately. Any information or statements contained in this website are statements of opinion derived from a review of public records, and should not be viewed as not statements of fact. Each potential case is assessed on a case-by-case basis, and there is no guarantee that the Firm will propose representation. Copyright © 2012-2023. All Rights Reserved. *In contingency fee representation, clients may still be responsible for costs. Prior results do not guarantee a similar outcome.

ADVERTISING MATERIAL  |  ATTORNEY ADVERTISEMENT 

Terms & Conditions   |   Privacy & Policy