If you have suffered losses loaning money to stockbroker Marconi H. Marc of PFS Investments, you may be able to recover your loses through FINRA arbitration or securities litigation.
According to a recent FINRA report, Marconi Marc was terminated from his brokerage firm, PFS Investments, for allegedly borrowing money from a client. FINRA rules generally restrict stockbrokers borrowing money from a client absent certain requirements that the transaction must meet. If a stockbroker violates FINRA or brokerage firm rules by borrowing money from a firm customer without adhering to the requirements set forth by FINRA and the broker's firm, both the stockbroker and the brokerage firm may be held liable if the stockbroker does not repay the money borrowed from the client.
If you are an investor that has suffered losses borrowing money to Marconi H. Marc, you may be able to recover your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (860) 920-5181 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentfraudattorneys.com.
