If you have invested with Jerry Chancy  you may be able to recover your loses through Financial Industry Regulatory Authority (FINRA) arbitration or securities litigation.

According to a FINRA report, Jerry Chancy, without admitting or denying the findings, consented to the sanctions and entry of findings that he refused to appear for FINRA-on-the-record testimony regarding an investigation into whether he engaged in outside business activity. In addition, Jerry Chancy would not admit or deny to acting in an unapproved private securities transaction.

Brokerage firms like the one Jeffrey Chancy was registered with have a regulatory duty to strictly supervise stockbrokers. This is to ensure brokers  follow FINRA rules and only sell securities approved by the firm. In cases where a stockbroker sells securities not-approved by the firm, the brokerage firm itself may be held liable for “selling away” if investors suffer losses in unapproved investments. As a result, investors who lost money with Jerry Chancy may be able to recover their investment losses through FINRA arbitration.

If you are an investor that has suffered losses investing with Jerry Chancy you may be able to recover your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (860) 920-5181 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.

Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentfraudattorneys.com.