If you have invested with Charles Caleb Fackrell of Yadkin Country, NC, you may be able to recover your losses through FINRA arbitration or securities litigation.

Charles Fackrell, 34, who is believed to reside in Boonville, NC allegedly obtained more than $300,000 from clients of Fackrell/Trivette Wealth Management of 604 Tennesse St. in Yadkinville, NC. According to police reports, three warrants were served in early December 2014 for obtaining property on false pretenses, two of which surpassed $100,000.

Brokerage firms like the one Charles Fackrell was registered with have a regulatory duty to strictly supervise its stockbrokers to ensure that they follow FINRA rules and only sell securities approved by the firm. In cases where a stockbroker sells securities not-approved by the firm, the brokerage firm itself may be held liable for “selling away” if investors suffer losses in unapproved investments. As a result, investors who lost money with Charles Fackwell may be able to recover their investment losses through FINRA arbitration..

If you are an investor that has suffered losses investing with Charles Caleb Fackrell or with Fackrell/Trivette Wealth Management, you may be able to recover your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (860) 920-5181 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.

Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentfraudattorneys.com.