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David Zupek Investment Loss Recovery Options

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David Zupek Investment Loss Recovery Options

June 4, 2020  |  Unsuitable Investments

If you have suffered losses with stockbroker David Zupek of Racine, Wisconsin, please call Kons Law Firm today at (860) 920-5181 for a FREE Consultation regarding your investment loss recovery options.

David "Dave" Zupek has had 6 Customer Disputes

Since 2004, David Zupek has had 6 customer disputes as reflected on his BrokerCheck CRD. The most recent one came in April 2020, in which the customer alleged breach of contract, fraud, misrepresentation, breach of fiduciary duty and violation of FINRA rules. The investments allegedly at issue are GPB Auto and GPB Waste. The clients are seeking more than $145,000 in damages.

David Zupek Investors May Have Investment Loss Recovery Options

Fortunately for those investors who invested with David Zupek, they may be able to pursue recovery their investment losses through FINRA arbitration or securities litigation. In the securities industry, when a stockbroker sells investments, the brokerage firms have a regulatory duty to supervise its stockbrokers and the securities transactions they enter into to ensure that the investments recommended their broker were suitable. If the investments recommended by David Zupek were not suitable, the brokerage firm he was registered with may be liable to the investor for the losses that they have suffered.

How Can I Recover Money from my investments with Dave Zupek?

If you are an investor that has suffered losses investing with David Zupek, you may be able to pursue recovery of your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (860) 920-5181 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.

Kons Law Firm represents investors throughout the US in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentfraudattorneys.com.

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If you have suffered investment losses that you may believe is the fault of your financial advisor or stockbroker, you might be wondering what your options are. Contact our law firm today for a Free Consultation with an attorney for investors like you.

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For most cases, Kons Law Firm offers a contingency fee representation. This means that the attorneys' fee that you pay is a percentage of the recovery before expenses. If there is no recovery, then you are not responsible for paying any attorneys' fees. Depending on the case, you may still be responsible for the expenses. Contingency fee representation helps align the interest of the lawyer and the client, and provides a financial incentive for the lawyer to try to get the best possible results for the client. To learn more about our contingency fee representation, contact our firm today for a FREE CONSULTATION.

This website is marked as “ADVERTISING MATERIAL” and as “ATTORNEY ADVERTISING”. The responsible attorney for this attorney advertisement is Joshua B. Kons, Esq. (Juris No. 434048), whose contact information can be found on the Contact Us link. Any information contained on this website is for informational purposes only and is not intended to be legal advice. Any investigation referenced on this website is independent in nature and is being conducted by the Firm privately. Any information or statements contained in this website are statements of opinion derived from a review of public records, and should not be viewed as not statements of fact. Each potential case is assessed on a case-by-case basis, and there is no guarantee that the Firm will propose representation. Copyright © 2012-2023. All Rights Reserved. *In contingency fee representation, clients may still be responsible for costs. Prior results do not guarantee a similar outcome.

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